8704 Herrliberg
Experienced financial services professional with more than 35 years of leadership experience in internal audit of a large international banking organization that has become a "Global Systemically Important Bank". My duties and responsibilities included (i) leading the audit department of the Investment Bank, (ii) leading the audit department for the Swiss domestic business, (iii) creating and developing a new unit to support the Group Head of Internal Audit in corporate governance matters, including interaction with the BoD and the AC, (iv) the development of a new approach to tracking developments in regulations and standards, (v) the creation and development of an MIS for Internal Audit, (vi) the management of internal quality assurance, (viii) the management of professional practice.
My services:
Professional experience:
Monitoring of regulatory / normative developments, owner
ROCHAT Advisory, 2016 - 2021
Monitoring of regulatory and normative developments in the financial sector (banking, insurance, securities trading, asset management). Coverage of 27 countries, the EU and international/supranational institutions: 122 primary sources in total. Distribution of the "Weekly Regulatory Digest".
Head of Group Internal Audit Standards & Governance, Managing Director
UBS AG, 2005 - 2016
The unit was responsible for the development, implementation and maintenance of world-class auditing standards used by GIA professionals worldwide, for the development and implementation of presentation materials for use at universities and professional schools, and for GIA's interaction with regulators and key third parties. Furthermore, the preparation of quarterly reporting on the performance and key findings of Group Internal Audit to the Risk Committee of the Board of Directors of UBS AG.
Education, diplomas & skills:
Swiss Certified Public Accountant, NDK Compliance Management, MAS Economic Crime Investigation
I am open to:
- Jobs with a Workload up to 40%
- Projects or jobs on an order basis
